A “Back Light System” for Identification of Sites for Endoscopic Ultrasound-Guided Fine-Needle Aspiration in Solid Pancreatic Masses: A Prospective, Randomized Study with a Crossover Design
Article information
Abstract
Background/Aims
We applied a back light system (BLS) with a magnifying glass to improve the ability to assess the adequacy of specimen sampling using endosonography. We conducted this study to evaluate the efficacy of the BLS in sampling of specimens by endoscopic ultrasound-guided fine needle aspiration of solid pancreatic masses.
Methods
This was a prospective, randomized, crossover, single-center clinical trial. An endosonographer evaluated adequacy on gross visual inspection and identified whitish specimen sampling sites with and without the BLS according to a randomization sequence in the first and second passes with a 25-G needle. On cytological evaluation, the presence of well-defined pancreatic ductal epithelium was evaluated by a cytopathologist who was blinded to any clinical information.
Results
A total of 80 consecutive patients were eligible during the study period. Adequacy was observed for 52 specimens (65%) with the BLS and 54 (68%) without the BLS (p=0.88). In assessment of specimen adequacy on gross examination, only fair agreement was observed both with and without BLS (kappa score 0.40 and 0.29, respectively).
Conclusions
The BLS did not influence the ability to identify specimen sampling sites or reliable assessment of specimen site adequacy using gross visual inspection.
INTRODUCTION
Endoscopic ultrasound-guided fine-needle aspiration (EUS-FNA) is safe and useful for the diagnosis of pancreatic diseases [1]. EUS-FNA accuracy is dependent on several factors: the density of cancer cells in the tissue, the endosonographer’s skill in performing the procedure, the type and diameter of the needle used, the number of needle passes, the aspiration method, and the method of sample processing [2-10]. Among these factors, rapid on-site evaluation (ROSE) by an attending cytotechnologist or cytopathologist has the potential to improve the diagnostic yield of EUS-FNA for cytological diagnosis [11-15]. However, at many institutions, the adequacy of specimens is not always evaluated on-site by a trained cytotechnologist or cytopathologist. Accordingly, ROSE by the endosonographer could be a practical alternative. ROSE by the endosonographer could potentially minimize the number of passes and improve the diagnostic accuracy of EUS-FNA, even if an on-site cytotechnologist or cytopathologist is not routinely available [16].
To improve the endosonographer’s ability to detect adequate specimen sampling sites, we used a back light system (BLS) with a magnifying glass, the Bioevaluator® (Murazumi, Himeji, Japan) (Fig. 1), for identification of whitish specimens [17]. The Bioevaluator® was developed to enable identification of specimen aspiration sites and ROSE using EUS-FNA. It is considered useful for the identification of appropriate tissue sampling sites obscured by blood, even when small. We conducted the present study to determine whether the use of this BLS can improve the results of ROSE on endosonography.
(A) Back light system with a magnifying glass. (B) The back light system clearly showed white areas in an endoscopic ultrasound-guided fine needle aspiration specimen (arrows).
MATERIALS AND METHODS
Patients
Patients with pancreatic masses diagnosed with computed tomography or magnetic resonance imaging were prospectively enrolled at Okayama University Hospital (Okayama, Japan) between March 2014 and March 2015. Patients with the following conditions were excluded: a pancreatic mass that was undetectable with EUS; severe ascites; other serious disease such as unstable angina, symptomatic congestive heart failure, or hepatorenal failure; risk of bleeding; or refusal or inability to provide informed consent. The Institutional Review Board approved this trial, and written informed consent for voluntary participation was obtained from all patients before they entered the study. This trial was registered in the UMIN Clinical Trials Registry (UMIN000013393).
Randomization
To control the variables that could influence study results, we randomized the patients using a crossover design for BLS use or non-use in the first and second passes (Fig. 2). Randomization was performed immediately after the endosonographer detected the pancreatic mass. An individual other than the endosonographer performing the EUS-FNA used biased-coin randomization to allocate cases to the groups. Randomization was performed in a 1:1 ratio.
Trial profile.
EUS-FNA technique
EUS-FNA was performed using a curvilinear echoendoscope (GF-UCT 240 or GF-UCT 260; Olympus, Tokyo, Japan) with corresponding display units (Prosound SSD α-10; Hitachi Aloka Medical, Tokyo, Japan). EUS procedures were carried out with the patient in the left lateral position under conscious sedation using pethidine hydrochloride and diazepam. EUS-FNA was performed with the same 25-G needle (Echotip® or Procore®; Cook Medical, Bloomington, IN, USA, SonoTip Pro Control®; Medi-Globe, Achenmühle, Germany, or Expect®; Boston Scientific, Natick, MA, USA) in the first and second passes. We choose a 25-G needle for flexibility of access, even with a transduodenal approach. After the second pass, the endosonographer performed EUS-FNA with a 25-, 22-, 21-, or 19-G needle (Echotip®; Procore®; SonoTip Pro Control®; Expect®; or an EUS SONOPSY CY®; Hakko, Nagano, Japan). The choice of needle was based on the operator’s preference to achieve the safest and most successful puncture. Suction was applied with a 10-mL or 20-mL syringe while the needle was moved 20 times per needle pass within the lesion. The needle pass was repeated until enough specimens were obtained, with a minimum of 2 and a maximum of 6 passes. Adverse events were defined based on a lexicon for endoscopic adverse events described by the American Society Gastrointestinal Endoscopy [18].
Bioevaluator®
The Bioevaluator® was developed by Murazumi Industrial Co. Ltd. in collaboration with one of the authors (HI) to identify the aspiration site during EUS-FNA for ROSE (Fig. 1). This device costs about $1,800 and illuminates samples from below, using a 12-V light-emitting diode. The aspirated materials are expressed onto a glass plate and illuminated. We can easily identify appropriate tissue, even when obscured by blood.
Specimen processing
Specimen processing was performed by one of 8 endosonographers (HK, DU, YA, TT, KM, NY, SH and KT) with different levels of EUS-FNA experience (4 endosonographers had experience with less than 100 cases and 4 had experience with more than 100 cases), after reading the manual. None had previous experience with specimen processing. The tissue specimen was expressed onto a glass plate immediately after it was obtained. An endosonographer who did not perform the EUS-FNA then evaluated the adequacy of the specimen on gross examination, and identified whitish specimens with or without use of the BLS using forceps according to the randomization sequence.
A trained cytotechnologist also picked up specimens with the BLS from the first pass after the endosonographer did. The cytotechnologist immediately evaluated the specimen to ensure adequacy. The specimen was smeared onto glass slides. One slide was air dried and stained with Hemacolor® (Merck, Darmstadt, Germany). Another slide was stained with alcohol. After each EUS-FNA procedure, a cytotechnologist performed Papanicolaou staining. The remaining specimens were fixed in 10% buffered neutral formalin and embedded in paraffin for hematoxylin and eosin staining, and evaluated histologically.
Cytological evaluation
On cytological evaluation, the presence of clusters of pancreatic ductal epithelium in both Hemacolor and Papanicolaou stained slides was evaluated by a cytopathologist (SF) who was blinded to any clinical information and BLS use. A similar evaluation form that required a grade assignment for adequacy (1, adequate; 2, equivocal; or 3, inadequate) was completed for each slide based on microscopic assessment. The definition of adequacy was determined by the presence of pancreatic ductal epithelium: 1 (adequate), >10 cell clusters consisting of 50 cells, or 40 cells in a high-power field; 2 (equivocal), not showing the criteria for grades 1 and 3; and 3 (inadequate), cellular quality inadequate for diagnosis.
Final diagnosis
The final diagnosis was made according to one of the following reference methods: (1) a histological diagnosis based on a surgically resected specimen; (2) a positive FNA diagnosis for malignancy in patients with unresectable tumors and compatible clinical follow-up; or (3) a negative FNA diagnosis for malignancy and a minimum clinical follow-up time of 6 months.
Statistical analysis
The primary outcome was the adequacy of slides with and without BLS use. The secondary outcome was the gross visual assessment of specimen adequacy. The relevant risk factors in BLS use and non-use groups were assessed with Fisher’s exact test for categorical variables. We used simple kappa coefficients to evaluate agreement on gross examination of specimens between the endosonographer and cytopathologist. Kappa=1 indicates perfect agreement, with kappa=–1 indicating complete disagreement. Probability values <0.05 were considered significant. Statistical analyses were performed with the software package JMP ver. 12.2.0 (SAS, Cary, NC, USA).
RESULTS
Characteristics of the patients and procedures
Between March 2014 and March 2015, 80 consecutive patients with pancreatic masses diagnosed with computed tomography or magnetic resonance imaging were identified. All accepted our invitation to participate in the study. These patients were randomized to BLS use and non-use groups (Fig. 2).
The baseline characteristics are summarized in Table 1. Median age was 67 years (20–90 years); there were 30 females and 50 males. In terms of location, 38 (48%) of tumors were found in the pancreatic head, 25 (31%) in the pancreatic body, and 17 (21%) in the pancreatic tail. The median size of lesions was 27 mm (8–102 mm) in the long axis and 20 mm (6–96 mm) in the short axis. All 80 patients underwent EUS-FNA. A median of 3 FNA passes (2–6) per patient was performed on the pancreatic mass. EUS-FNA was performed via the stomach in 45 (56%) patients and via the duodenum in 35 (44%).
Patients and Lesion Characteristics
Adequacy rate in the BLS and non-BLS groups
The 1st and 2nd passes in 80 patients yielded a total of 160 slides. In the BLS group, 24 of the 40 slide specimens (60%) were assessed as adequate in the 1st pass, and 28 of 40 (70%) assessed as adequate in the 2nd pass. In the non-BLS group, 27 of 40 specimens (67.5%) were assessed as adequate in the 1st pass, and 27 of 40 (67.5%) assessed as adequate in the 2nd pass. Thus, 52 specimens (65%) underwent adequacy assessment in the BLS group and 54 (67.5%) underwent assessment in the non-BLS group, with no significant difference (p=0.88) (Table 2).
The Microscopic Adequacy Rate of the Slides, with and without the Use of the Back Light System
Gross visual assessments of specimen adequacy
We used the kappa coefficient (scale of −1 to 1) to determine the chance-corrected level of agreement between each grader and the criterion standard (microscopic assessment by the cytopathologist). The kappa score for the endosonographer with use of the BLS was 0.40 (95% confidence interval [CI], 0.17–0.62). The kappa score without use of the BLS was 0.29 (95% CI, 0.10–0.48). These data indicate only fair agreement with the final cytopathology interpretation (Table 3). There was no significant difference in accuracy between the use of BLS (61/80 [76%]) and non-use of BLS (53/80 [66%]) (p=0.22).
The Gross Visual Assessments of Specimen Adequacy
(A)
The Gross Visual Assessments of Specimen Adequacy
(B)
Diagnostic yield of EUS-FNA
The overall diagnostic yield including both cytologic and histologic result for malignancy in EUS-FNA showed the following: sensitivity, 98.7%; specificity, 100%; positive predictive value, 100%; negative predictive value, 83.3%; and accuracy, 98.8% (Table 4). The histological diagnostic accuracy for malignancy was 70% (56/80).
The Diagnostic Yields of the Endoscopic Ultrasound-Guided Fine Needle Aspiration
Final diagnoses
The final diagnoses were pancreatic ductal adenocarcinoma (n=63, 78.8%), neuroendocrine tumor (n=5, 6.3%), solid pseudopapillary neoplasm (n=4, 5%), metastatic pancreatic cancer (n=3, 3.8%), chronic pancreatitis (n=4, 5%), and autoimmune pancreatitis (n=1, 1.2%). The final diagnoses were obtained using clinical follow-up in 47 patients (59%), and surgery in 33 (41%).
Complications
There was no bleeding or perforation with EUS-FNA in this series. Mild pancreatitis occurred in 1 patient with pancreatic head cancer; however, this resolved with conservative therapy and prolonged the hospital stay by only 1 night.
DISCUSSION
Guidelines recommend obtaining 5–7 needle passes for patients undergoing EUS-FNA for solid pancreatic masses [19]. However, unnecessary punctures may increase the risk of procedure-related complications such as pancreatitis, site infection, bleeding, and tumor seeding [20-22]. Although ROSE has the potential to improve diagnostic performance and avoid unnecessary punctures [11-15], many institutions do not have an on-site cytotechnologist or cytopathologist and the adequacy of specimens is not routinely evaluated. In these institutions, we reported that an intensive, 2-h interactive training program for endosonographers significantly improved their ability to judge specimen sampling site adequacy, as well as their ability to make the correct diagnosis [23]. Before judging specimen adequacy, we must obtain appropriate specimens. This is more important during ROSE. Thus, we consider the Bioevaluator® BLS useful for identification of whitish specimens because of the visibility provided, especially when using a 25-G needle.
No significant difference in the adequacy of specimens with and without use of the BLS was revealed, for several possible reasons. First, when it was clearly visible, the endosonographer was able to immediately identify the sampling site, even without the aid of the BLS. Second, even with use of the BLS, necrotic or mucin-rich specimens could not be sufficiently distinguished from well-defined pancreatic ductal epithelium. Third, when the endosonographer was able to identify a small specimen sampling site with the BLS, a lack of experience at using forceps interfered with retrieval. The Bioevaluator® is optimized to identify small fragments that are obscured by a blood clot, and thus might be useful for obtaining specimens sufficient for histological diagnosis after skill at retrieving fragments is achieved.
In our subgroup analysis of the gross visual assessment of specimen adequacy, only fair agreement between observers was observed. The kappa coefficient was slightly greater in the BLS group, but there was no significant between-group difference. Iwashita et al. showed the efficacy of macroscopic on-site quality evaluation in estimating the adequacy of histologic core specimens obtained with EUS-FNA using a 19-G needle for solid lesions [24]. However, it is generally difficult for a 19-G needle to access a transduodenal approach due to needle rigidity. We therefore chose a 25-G needle, which can even access a transduodenal approach.
Nguyen et al. showed that neither trained endosonographers nor cytotechnologists were able to provide a reliable assessment of pancreatic mass EUS-FNA adequacy by performing a gross visual inspection of the specimen [25]; the kappa coefficient for the endosonographers was 0.19 (95% CI, 0.08–0.30). Our data indicate better results, but our findings and those reported by Nguyen et al. cannot be compared because of the differences in patient backgrounds and the method by which the specimens were processed [25]. Matsumoto et al. showed good agreement with a target sample check illuminator (TSCI) [26]. The TSCI can use the 605-nm wavelength, which may account for differences.
The current study has several limitations. First, this was a preliminary study. Therefore, sample size calculation was not done and the sample size might be small. Second, the targets may have been too easy to compare. When many specimens were obtained with EUS-FNA, it was very easy to identify specimen sampling site adequacy, even without the BLS. The BLS may be useful in difficult cases.
In conclusion, our analyses demonstrated that the BLS did not influence the endosonographer’s ability to identify specimen sampling site adequacy or the reliability of gross visual assessment. Trained cytotechnologists or cytologists may use a BLS efficiently. Improvements in the BLS are needed, including identification of the appropriate wavelength, as in TSCI, or use of artificial intelligence to compensate for the lack of routine on-site evaluation by a cytotechnologist or cytopathologist.
Notes
Conflicts of Interest: Hirofumi Inoue collaborated with Murazumi Industrial Co. Ltd., but had no patent rights or financial relationship. Other authors have no financial conflicts of interest.
Author Contributions
Conceptualization: Ryo Harada, Hironari Kato, Hiroyuki Okada
Data curation: RH, Yutaka Akimoto, Shigeru Horiguchi
Investigation: Daisuke Uchida, YA, Kazuyuki Matsumoto, Yasuhiro Noma, Naoki Yamamoto, SH, Koichiro Tsutsumi
Methodology: Soichiro Fushimi, Hirofumi Inoue
Project administration: SF, HI
Writing-original draft: RH
Writing-review&editing: RH, HK, SF, Takeshi Tomoda